Best Practices for SOX ITGC: Building a Resilient Framework for Financial Audits" is a comprehensive guide to streamlining SOX ITGC compliance and ensuring financial audit success. This ebook provides expert guidance, real-world examples, and practical advice for building a robust IT control framework that meets the requirements of the Sarbanes-Oxley Act (SOX).

Discover how to:

• Develop a risk-based approach to ITGC compliance


• Design and implement effective IT controls


• Conduct thorough risk assessments and testing


• Remediate control deficiencies and improve overall control effectiveness


• Ensure compliance with SOX requirements and regulations

This ebook covers key topics such as:

• ITGC framework and control objectives


• Risk assessment and control design


• Control testing and evaluation


• Remediation and control improvement


• Compliance and audit readiness

This ebook is divided into four parts:

1. Introduction to SOX ITGC: Overview of the Regulation and IT Control Framework


2. Building a Resilient IT Control Framework: Risk Assessment, Control Design, and Testing


3. Ensuring Compliance and Audit Readiness: Remediation, Control Improvement, and Compliance Strategies


4. Best Practices and Emerging Trends: Lessons Learned and Future Directions for SOX ITGC Compliance

Written by Elizabeth Mogopodi, a Management Consultant and a seasoned expert in SOX ITGC compliance, this ebook offers a unique blend of practical advice, real-world examples, and expert guidance for building a resilient IT control framework and ensuring financial audit success.